1F
第一步:打开FSP主页:http://www.business.govt.nz/fsp/
第二步:在主页上部的右边可以看到查询框,如下图,输入所要查询的公司后,点击右边的SEARCH就可以进入查询页面了。例如,我们输入受到FSP监管的公司名称CFX GROUP PTY LTD AUSTRALIA,点击搜索后就可以得到搜索结果,点击进去就可以看到详细的监管信息了。
接受FSP监管的经纪商
FSP基本资料:
Name: 公司名称 CFX GROUP PTY LTD AUSTRALIA
FSP number: FSP监管号
FSP227945
Registration date: 注册日期
24/06/2012
FSP status: FSP状态
Registered Country of origin:原始注册国家
Australia
Trading names:交易商名称
Cfx Group Pty Ltd
Business Address:商业地址
Unit 10 58 Bland Street, Ashfield, Nsw, 2131, Australia
Annual confirmation filing month: 年审月份
June
Collapse to hide all Dispute resolution schemeDispute resolution scheme 纠纷调解中心(海外公司不需要纠纷调解中心)
Not providing any financial services to retail clients
Collapse to hide all Financial services
This FSP is registered to provide the following financial services:这家注册了FSP的金融服务提供商所能提供的金融服务内容如下
Wholesale and/or generic financial adviser services 机构和普通的金融咨询
Broking services 经纪业务
Issuing securities to the public 向公众发行担保或证券
Manager of participatory security or unit trust 管理发行的担保或信托
Keeping, investing, administering, or managing money, securities, or investment portfolios on behalf of other persons
持有,投资,管理客户资金或管理担保,基金或信托资金
Providing credit under a credit contract 提供信誉担保
Operating a money or value transfer service 运营资金的转账服务
Issuing and managing means of payment 发行或管理财产支付
Changing foreign currency 外汇兑换
Providing forward foreign exchange contracts 提供远期外汇合
Entering into or trading on an exchange, in an over-the-counter market or otherwise service
准许进入或进行OTC市场交易,以及其他OTC市场的金融服务